MarketGUARD Asset Management Service
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Recommended for investors seeking growth or income with capital preservation.
Portfolio Allocations Are Adjusted As Market Conditions Change
Investment Strategy:
Portfolios are invested in those asset classes that research indicates offer the greatest potential for return, given acceptable levels of risk. As market conditions change, portfolio allocations are adjusted to minimize volatility, protect capital and take advantage of new opportunities to capture gains. Portfolios offered include Growth, Balanced, and Income. The minimum account size is $25,000.
Suitability:
MarketGUARD is suitable for individuals who wish to participate in the upside potential of the financial markets, while limiting downside risk. Remember, investing involves risk; no investment program can guarantee against loss. MarketGUARD offers the opportunity to minimize losses during market downtrends.
MarketGUARD strategies are implemented using mutual funds, exchange-traded funds, or variable annuity subaccounts. A variety of fund types are used: long funds attempt to profit from a rising market, short (or inverse) funds attempt to profit from a falling market and leveraged funds attempt to profit by magnifying the market’s performance.
Transparency:
All assets are held in the client’s name at an independent custodian. Our authority over your account is limited to designating how assets are invested, and debiting management fees. You may view your account(s) online through the custodian’s website.
Liquidity:
Redemptions or contributions may be made on a daily basis. Please allow five business days for processing redemption requests.
Custodial Reporting:
Trade confirmations, monthly account statements and IRS 1099 forms are provided directly to you from the custodian.
Performance Reporting:
In addition to statements provided by the custodian, you will receive a current position statement, rate of return report, and newsletter quarterly. Capital gain and loss worksheets are provided at year-end to assist clients in completing IRS form 1040 Schedule D.
Disclosures: MarketGUARD portfolio allocation charts and graph shown are for illustration purposes only and are not representative of any actual client portfolios. Fund selection and portfolio allocations are at the discretion of the advisor and will vary by custodian. Investing involves risk; no investment program can guarantee against loss and there can be no assurance that any strategy will be profitable. Investment return and principal value of an investment will fluctuate; an investor’s shares, when redeemed, may be worth more or less than their original cost. For information on fees and other costs charged by your custodian, please refer to your custodial agreement. For more information on the advisor’s investment management services, please refer to your advisor’s investment management agreement and Disclosure Brochure. Fund fees and expenses are described in the fund’s current prospectus. Fund prospectuses containing more complete information about the investment companies utilized in the portfolios described in this material are available from Applegate Investment Management, LLC or directly from the custodian. Investors should read the prospectus carefully before investing.
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©2010 Applegate Investment Management, LLC . All rights reserved.
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